Synopsis
Presented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. It contains a fully updated version of FSMA 2000 together with the statutory instruments made under it, and also covers other areas including proceeds of crime, money laundering and banking.
All lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Securities & Financial Services Law Handbook provides the most complete, up-to-date and indispensable reference source for the financial services industry.
New to this edition:
Containing over 400 pieces of essential UK and EU legislation, Butterworths Securities & Financial Services Law Handbook is a comprehensive, up-to-date and indispensable reference source. This 17th edition contains more than 20 new Regulations and Directives, including:
* Fourth Money Laundering Directive (2015)
* European Long-term Investment Funds Regulation (2015)
* Recast Payment Services Directive (2015)
* Non-EU AIFM Regulation (2013)
* Market Abuse Regulation - five new Regulations setting out implementing technical standards etc for MAR
* Various other new 2015 and 2016 Regulations implementing, and laying down regulatory technical standards, for the CRD IV Directive and Regulation, the EMIR Regulation, the Recast UCITS Directive, and the Prospectus Directive.