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COLPs Toolkit

The Law Society's Risk and Compliance Section

By (author) Michelle Garlick
Format: Paperback / softback
Publisher: The Law Society, London, United Kingdom
Published: 30th Jun 2012
ISBN-10: 1907698469
ISBN-13: 9781907698460
Barcode No: 9781907698460
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Synopsis
From January 2012, a requirement of the Legal Services Act 2007 means that every law firm is required to have an authorised Compliance Officer for Legal Practice (COLP). The COLP is responsible for ensuring a firm has systems and controls in place to enable the firm, its managers and employees, to comply with the SRA Handbook. The COLPs Toolkit will help practitioners to prepare for and administer their duties as COLPs. The book and accompanying CD-ROM contain draft policies, procedural checklists, including: Governance policies Recording and nomination forms Compliance checklist Draft letters to the SRA.

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