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The Little Book of Insider Dealing

An Essential Guide to the Law

Genres: Financial law
Format: Paperback / softback
Publisher: Waterside Press, Winchester, United Kingdom
Published: 7th Feb 2018
Dimensions: w 133mm h 203mm d 10mm
Weight: 207g
ISBN-10: 1909976539
ISBN-13: 9781909976535
Barcode No: 9781909976535
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Synopsis
Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority's preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the 'insider' offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on the evidential and a wealth of examples from real life cases.

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`An excellent introduction ... an invaluable aid ... Much more than a primer ... an indispensable first point of reference'-- John Ryder QC; 'An extraordinarily good book... We cannot commend it highly enough for anyone involved in this industry.'-- Phillip Taylor MBE and Elizabeth Taylor of Richmond Green Chambers.